Compliance manual

Access to UKGI’s comprehensive web-based compliance manual is a key element of the service we provide to our clients.

You can research specific aspects of compliance, determine what the implications are for your business and review potential solutions. The manual breaks down the different elements of regulation into segments which reflect business processes e.g. issues which affect the way you deal with customers such as ICOBS, financial promotions, regulations which affect your staff, your relationship with the regulator, TCF, complaints etc.

Each of the specific topics are backed up by a wealth of supporting documentation, such as example letters, plans and forms. Detailed regulatory bulletins are also stored within the manual, which is updated following each regulatory change.

CII CPD accredited

Demonstrates the quality of the training provider’s course and confirms that it meets CII member CPD scheme requirements. Read more...